Senior Compliance Manager

Job Title: Senior Compliance Manager
Contract Type: Permanent
Location: Sydney
Reference: 633348
Job Published: October 27, 2020 16:16

Job Description

With an effectively "greenfield" compliance environment my client is looking for a proactive, hard-working and effective Senior Compliance Manager level candidate to join their fast-growing and busy team and set up processes and systems from scratch.  This is a great role to test yourself and get your career moving very quickly in an environment where you have a huge amount of control over your outcomes.
With experience in financial services - you will cover off the main responsibilities below:
  • Keeping up to date with regulatory changes and assisting with the preparation of regulatory change updates to the business
  • Preparation of monthly reporting
  • Maintenance, management and oversight of relevant compliance and risk registers
  • Assist in the development and ongoing monitoring of Group Policies
Incident and Breach Management
  • Work with stakeholders in the business to prepare and submit breach reports and updates to Regulators as required
  • Ongoing monitoring and closure of incidents and breaches
Business partnering
  • Engaging daily with business managers and operational staff to promote and embed the compliance culture
  • Collaborating with business units to support and solve regulatory matters
  • Being highly visible within the business on all compliance related matters.
Capabilities & Experience
  • A strong understanding of regulatory requirements for compliance within the financial services environment
  • Excellent written and verbal communication skills
  • Experience in dealing with executive level stakeholders
  • Ability to interpret regulatory obligations.
  • Strong knowledge of the financial services regulatory environment
  • Strong knowledge of the wealth management / life insurance industry (preferred)